EXPERIENCE

Sebastián has vast and in-depth experience in advising clients on corporate, financial, M&A matters and, especially, on capital markets, asset management and financial instruments, permanently advising an important and outstanding number of security brokers and asset manager funds, both in Chile and abroad.

Previously, he served as a senior associate at Aninat Schwencke y Cía. (2012-2014) and in Guerrero Olivos (2009-2012).

Between 2004 and 2009 he worked as a lawyer and then as chief lawyer of Banchile Corredores de Bolsa S.A. and Banchile General Administrator of Funds S.A.

He is a member of the Legal Committee of the Chilean Association of Investment Fund Administrators. Likewise, he is a member of the Legal Committee of the Association of Fintech Companies of Chile.

EDUCATION

RECOGNITIONS

CHAMBERS AND PARTNERS

THE LEGAL 500

IFLR 1000

BEST LAWYERS

LACCA

LEADERS LEAGUE

EXPERIENCE

Rebeca has an extensive experience in advising legal entities in the design and implementation of effective compliance programs, prepared on the basis of the activities the Companies carried out, including the detection, treatment and mitigation of crime risk (especially those that could result in the emergence of Corporate Criminal Responsibility, in accordance with Law 20,393), corruption, financial and antitrust crimes, tax crimes, breaches of consumer matters, data protection, information security, and breaches in labor matters.

Rebeca has also advised on Due Diligence processes for the evaluation of the compliance and anti-corruption systems of different companies, reviewing their activities, programs, policies and controls, in order to detect and mitigate the risks of legal transmission of corporate criminal liability. In matters of litigation, she has concentrated her practice on complex criminal litigation, punitive procedures and defense.

In addition to being a partner at HD Compliance, since December 2019 she has been head of the Labor and Employment practice at HD Legal. Between 2015 and 2019 she served as Head of Compliance and Criminal Law Area at Morales & Besa Law Firm, where she also fulfilled functions as Crime Prevention Officer for different companies, acting with full independence and reporting directly to the Board of Directors. Previously, between 2012 and 2015, she worked as an associate in the Criminal Department at Claro & Cía.

Rebeca is a Professor of Criminal Law at Central University and Gabriela Mistral University, and in the Gender Perspective Diploma for change in organizations at the Faculty of Economics and Business of the University of Chile.

She is a member of the Chilean Bar Association A.G. since 2013; and Women In Compliance Chile, since 2018. She is also Executive Secretary of the World Compliance Association, Chilean Chapter, since 2020 and member of Transparent Chile since 2021.

EDUCATION

RECOGNITIONS

THE LEGAL 500

LEADING LAWYERS

LEADERS LEAGUE

BEST LAWYERS

EXPERIENCE

Carlos has extensive experience in the financial sector as an in-house lawyer at three different local banks (1995-2000 and 2007-2008) and also as a consultant in the Special Situations area (insolvency and restructuring) at the former Inter-American Investment Corporation. , today the financial arm of IDB Invest ( Washington DC 2001-2002).

Carlos was deputy director (2004-2007) of the Specialized Unit on Money Laundering, Economic Crimes and Organized Crime of the National Prosecutor’s Office of the Public Ministry, where he attended courses on property investigations in matters of money laundering in Colombia, Guatemala and Switzerland. In that position, he was involved in transnational money laundering investigations with the German Federal Police, the Colombian National Police and the Dutch Police, in addition to intervening in money laundering trials in Chile.

He was General Counsel (2008-2018) and Compliance Manager (2012-2016) of Moneda Asset Management and all the subsidiaries of the group, in which he directly advised on the creation of local and foreign investment funds, as well as in their business, transactions, litigation and operations carried out by said funds, both in Chile and abroad.

EDUCATION

EXPERIENCE

Amanda joined HD Compliance as an associate in 2023, advising companies in the creation and execution of robust compliance programs. Her approach is tailored to each entity’s operations, addressing legal risks such as corruption, financial crimes, and more. With experience in compliance evaluations and Due Diligence processes.

She previously worked as a Compliance Legal Analyst at Cornershop by Uber for the South American region (Argentina, Chile, Paraguay, and Uruguay), providing advice on issues related to AML/CFT (Anti-Money Laundering and Countering the Financing of Terrorism) regulations for Colombia.

Furthermore, she has made contributions to the field of education. During the first semester of 2017, she was a teaching assistant at the Universidad de los Andes, assisting in Civil Law I. In 2019, she worked as a research assistant at the University Finis Terrae, focusing on Law of Obligations, Tort Law, and Contract Law.

EDUCATION

Attorney, Universidad de los Andes (2020).

Diploma in Corporate Governance and Compliance, Universidad del Desarrollo (2022).

EXPERIENCE

Gregorio joined HD Compliance in 2023 as an associate. He has extensive experience in the development of crime prevention models, due diligence processes, advising on antitrust issues and providing regulatory advice. His practice focuses on ensuring regulatory compliance and resolving conflicts through effective strategies in the field of crime prevention and consumer protection.

EDUCATION

Lawyer, Universidad de los Andes (2020).

Master of Laws (LL.M.), Universidad de los Andes (ongoing).

Diploma in General Corporate Taxation, Universidad de Los Andes (2023).

Diploma in Corporate Law, Universidad de Los Andes (2022).

Diploma in Mergers and Acquisitions, Universidad de Los Andes (2021).

EXPERIENCE

Rodrigo joined HD’s Compliance team in August 2023, specializing in criminal matters.

Previously, he carried out his professional practice at the Public Defender’s Office, in the adolescent criminal responsibility unit.

In the academic aspect, Rodrigo was an assistant at the Pontificia Universidad Católica in the Public International Law course led by Professor Álvaro Paul (2018-2021); assistant at the same university in the Criminal Law course led by Professor María Elena Santibáñez and Claudio Feller (2020-2022); and assistant at the same university in the International Criminal Law course led by Professor José Ignacio Escobar (2022).

EDUCATION

Lawyer, Pontificia Universidad Católica de Chile (2023).

Course (MOOC) “Corporate Governance. Myths and Realities”, Universitat Autònoma de Barcelona (March 2023).

Course (MOOC) “Children’s Human Rights – An Interdisciplinary Introduction”, Université de Genève (December 2022).

EXPERIENCE

Moira joined the Compliance team as an accountant. She has experience in the execution of internal investigation projects for companies in different sectors, as well as in the development of crime prevention models.

In the academic field, she is an assistant professor of the Fraud Prevention, Detection and Investigation course at the University of Santiago de Chile. Previously he worked as a Consultant B for FC Advisory.

EDUCATION

Accountant, Universidad de Santiago de Chile, 2023.

CertiProf – Scrum Foundation Professional Certificate SFPC v2020 – (Spanish).